Opportunity Information: Apply for RFA MH 22 115

The NIH BRAIN Initiative funding opportunity RFA-MH-22-115 supports the development and validation of new research tools designed specifically for studying and influencing cell-specific and circuit-specific activity in the brains of humans and non-human primates. The central idea is to push beyond tools that work well in small, common laboratory species and instead build technologies that can operate effectively in large, complex brains that are closer to human biology. This focus reflects a major bottleneck in neuroscience and medicine: even when scientists can identify dysfunctional brain circuits involved in neurological or psychiatric disorders, it remains difficult to monitor those circuits or change their activity in ways that are safe, precise, and minimally invasive.

This opportunity is a reissue of an earlier announcement (RFA-MH-19-135) and is tied to the broader Brain Research through Advancing Innovative Neurotechnologies (BRAIN) Initiative. It emphasizes that real progress toward new treatments for brain disorders will require tools that can selectively reach and affect the right cells and networks, rather than broadly altering brain tissue. A key motivation is that many emerging intervention strategies, including gene-therapy-like approaches and viral delivery of genetic constructs, are increasingly being considered as potential therapeutic paths for humans. However, translating those strategies into clinical reality requires targeted research to address practical barriers, especially around how to deliver genes, proteins, or other functional payloads into specific brain cell types or circuits reliably and safely in large brains.

The solicitation encourages both genetic and non-genetic tool development. On the genetic side, this can include improved delivery vectors or constructs that make it easier to target particular neuronal or glial cell types, or that allow circuit-level specificity (for example, targeting neurons defined by their connections). On the non-genetic side, it can include new ways to deliver proteins, chemicals, or other agents to precisely defined cells or pathways, as well as technologies that enable finer control, better sensitivity, or more accurate localization than current methods. Across all approaches, the expectation is that the tool or technology is not just proposed conceptually but is developed far enough to demonstrate real utility in the relevant context of human or non-human primate brains.

A defining requirement of strong applications is a clear plan to validate the tool. In practical terms, NIH is signaling that it is not enough to build a platform in isolation; applicants should show how they will test whether it actually works as intended, how well it performs, and why it is an advance over existing options. The validation component is framed as essential because the ultimate goal is to enable detailed analysis and manipulation of complex circuits and to produce insights into cell-to-cell interactions that underlie brain function. This means reviewers will likely look for rigorous performance benchmarks, evidence that the tool can achieve cell-type and/or circuit-level specificity, and a thoughtful pathway for demonstrating reliability and relevance in large-brain systems.

The award mechanism is a cooperative agreement using the UG3/UH3 phased innovation structure, with clinical trial participation listed as optional. In general terms, the UG3 phase is commonly used for an initial milestone-driven development period, and the UH3 phase supports expansion or later-stage activities once early objectives are met, with NIH having substantial programmatic involvement typical of cooperative agreements. While the listing does not provide an award ceiling or an expected number of awards in the provided text, the mechanism and emphasis suggest NIH intends to support projects with clear go/no-go milestones, strong translational logic, and credible validation plans.

Eligibility is broad and includes many types of U.S. and non-U.S. organizations. Applicants may include state, county, and local governments; public and private institutions of higher education; nonprofits with or without 501(c)(3) status; for-profit organizations (other than small businesses) and small businesses; independent school districts; special district governments; public housing authorities/Indian housing authorities; and Native American tribal governments and organizations. The announcement also explicitly highlights additional eligible applicant categories such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), faith-based or community-based organizations, regional organizations, U.S. territories or possessions, and foreign (non-U.S.) entities. The sponsoring agency is the National Institutes of Health, and the original closing date shown is May 8, 2023. The opportunity is listed under multiple CFDA numbers, reflecting NIH’s multi-institute structure and the cross-cutting relevance of tool-building for neuroscience and brain health.

Overall, this program is aimed at teams that can bridge advanced neurotechnology development with realistic testing in human-relevant brain contexts, especially where precision targeting of specific cells and circuits is the deciding factor. The most competitive proposals are likely to be those that combine technical innovation with a convincing validation strategy and a clear explanation of how the new tool removes a real barrier in large-brain neuroscience and, ultimately, in the translation of circuit-targeted interventions for brain disorders.

  • The National Institutes of Health in the education, health, income security and social services sector is offering a public funding opportunity titled "BRAIN Initiative: Development of Novel Tools to Probe Cell-Specific and Circuit-Specific Processes in Human and Non-Human Primate Brain (UG3/UH3 Clinical Trial Optional)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.173, 93.213, 93.242, 93.273, 93.279, 93.286, 93.853, 93.865, 93.866, 93.867.
  • This funding opportunity was created on 2022-01-25.
  • Applicants must submit their applications by 2023-05-08. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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Frequently Asked Questions (FAQs)

What is the RFA-MH-22-115 funding opportunity?

RFA-MH-22-115 is an NIH BRAIN Initiative funding opportunity that supports the development and validation of new research tools designed for studying and influencing cell-specific and circuit-specific activity in the brains of humans and non-human primates.

What is the main goal of this opportunity?

The main goal is to push beyond tools that work well in small, common laboratory species and develop technologies that can operate effectively in large, complex brains that are closer to human biology. The intent is to enable safe, precise, and minimally invasive monitoring and modulation of specific brain circuits and cell types.

Why does the opportunity emphasize large brains (human and non-human primate) instead of typical laboratory species?

The opportunity targets a major bottleneck in neuroscience and medicine: tools that perform well in small animal models often do not translate well to large, complex brains. NIH is prioritizing tool development that works in human-relevant contexts where anatomy, scale, and biological constraints are closer to those encountered in humans.

How does this opportunity relate to the NIH BRAIN Initiative?

This solicitation is tied to the broader Brain Research through Advancing Innovative Neurotechnologies (BRAIN) Initiative, which focuses on advancing innovative tools and technologies to understand brain function and accelerate progress toward addressing brain disorders.

Is this a new program or a reissue of an earlier announcement?

This opportunity is a reissue of an earlier announcement, RFA-MH-19-135.

What types of tools or technologies does the solicitation encourage?

The solicitation encourages both genetic and non-genetic tool development, as long as the tools are designed for cell-specific and/or circuit-specific study and influence in human or non-human primate brains and include a strong validation plan.

What are examples of genetic tool development that would fit this opportunity?

Examples include improved delivery vectors or genetic constructs that better target particular neuronal or glial cell types, as well as approaches that allow circuit-level specificity (for example, targeting neurons based on their connections).

What are examples of non-genetic tool development that would fit this opportunity?

Examples include new ways to deliver proteins, chemicals, or other agents to precisely defined cells or pathways, and technologies that improve control, sensitivity, or localization compared to current methods.

Does NIH expect applicants to only propose concepts, or to build and test working tools?

NIH expects tools to be developed far enough to demonstrate real utility in the relevant context of human or non-human primate brains. The solicitation emphasizes that it is not sufficient to propose a platform in isolation without demonstrating that it works as intended.

How important is validation in this funding opportunity?

Validation is a defining requirement for strong applications. Applicants are expected to provide a clear plan to test whether the tool works as intended, how well it performs, and why it is an advance over existing options.

What kinds of validation evidence are reviewers likely to look for?

Based on the solicitation description, reviewers are likely to look for rigorous performance benchmarks, evidence of cell-type and/or circuit-level specificity, and a thoughtful approach for demonstrating reliability and relevance in large-brain systems.

What problem is NIH trying to solve by funding these tools?

NIH is addressing the practical difficulty of monitoring and changing the activity of specific dysfunctional brain circuits in ways that are safe, precise, and minimally invasive, even when those circuits have been identified as relevant to neurological or psychiatric disorders.

How does this opportunity connect to potential therapies for brain disorders?

The opportunity is motivated in part by emerging intervention strategies (including gene-therapy-like approaches and viral delivery of genetic constructs) that are being considered as potential therapeutic paths for humans. NIH is emphasizing the need for tools that can reliably and safely deliver functional payloads (such as genes or proteins) into specific brain cell types or circuits in large brains.

What is the funding mechanism for this opportunity?

The award mechanism is a cooperative agreement using the UG3/UH3 phased innovation structure.

What does the UG3/UH3 phased innovation structure imply at a high level?

In general terms, the UG3 phase is commonly used for an initial milestone-driven development period, and the UH3 phase supports expansion or later-stage activities once early objectives are met. This structure suggests the project will be guided by clear go/no-go milestones.

What does it mean that this is a cooperative agreement?

A cooperative agreement indicates substantial NIH programmatic involvement typical of this funding mechanism, rather than a purely investigator-driven grant with minimal agency involvement.

Are clinical trials required?

Clinical trial participation is listed as optional for this opportunity.

Is there an award ceiling or an expected number of awards listed?

The provided information does not include an award ceiling or an expected number of awards.

Who is eligible to apply?

Eligibility is broad and includes many types of U.S. and non-U.S. organizations. Examples include state, county, and local governments; public and private institutions of higher education; nonprofits with or without 501(c)(3) status; for-profit organizations (other than small businesses) and small businesses; independent school districts; special district governments; public housing authorities/Indian housing authorities; and Native American tribal governments and organizations.

Are foreign (non-U.S.) organizations eligible?

Yes. The opportunity explicitly includes foreign (non-U.S.) entities among eligible applicants.

Are specific institution types explicitly highlighted as eligible?

Yes. The announcement explicitly highlights categories such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), faith-based or community-based organizations, regional organizations, and U.S. territories or possessions.

Which agency sponsors this opportunity?

The sponsoring agency is the National Institutes of Health (NIH).

What was the original closing date listed for the opportunity?

The original closing date shown is May 8, 2023.

What do the multiple CFDA numbers indicate?

The opportunity is listed under multiple CFDA numbers, reflecting NIH's multi-institute structure and the cross-cutting relevance of tool-building for neuroscience and brain health.

What kinds of project teams are likely to be competitive?

The program is aimed at teams that can bridge advanced neurotechnology development with realistic testing in human-relevant brain contexts. The most competitive proposals are likely to combine technical innovation with a convincing validation strategy and a clear explanation of how the tool removes a real barrier in large-brain neuroscience and translation of circuit-targeted interventions for brain disorders.

What level of targeting does NIH emphasize (broad vs. selective)?

The opportunity emphasizes selective targeting of the right cells and networks rather than broadly altering brain tissue, with a focus on cell-specific and circuit-specific reach and effect.

Does the opportunity focus only on monitoring brain circuits, or also on influencing them?

It focuses on both: tools to study (monitor/analyze) and to influence (manipulate/modulate) cell-specific and circuit-specific activity in human and non-human primate brains.

What is a key practical barrier the solicitation calls out?

A key practical barrier is how to deliver genes, proteins, or other functional payloads into specific brain cell types or circuits reliably and safely in large brains.

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